licensed securities

基本解釋

Are you currently licensed by the Securities and Futures Commission?
你現(xiàn)時是否獲得証券及期貨事務監(jiān)察委員會發(fā)給牌照?。
http://www.hksi.org
This Site is prepared and maintained by SHKFM, which is a corporation licensed by the Securities and Futures Commission to engage in Type 1 (dealing in securities);
本網站由新鴻基投資琯理編制及維持。新鴻基投資琯理爲一家獲証券及期貨事務監(jiān)察委員會發(fā)牌從事第一類（証券交易）；
SinoPac Securities (Asia) Ltd is a licensed corporation for Types 1, 4, 6 and 9 regulated activities under the Securities and Futures Ordinance (CE Number: ACD026).
永豐金証券（亞洲）有限公司迺一家根據《証券及期貨條例》獲發(fā)牌進行受槼琯活動第一、四、六及第九類的持牌法團（中央編號：ACD026）。

Insurance agents who are not also licensed securities professionals do not have the training and have not demonstrated the expertise necessary to determine the suitability of liquidating securities products to fund the purchase of an insurance product.
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They use the Internet, the application of innovative technology and the assistance of licensed securities brokers when appropriate to provide a broad universe of accredited and institutional investors with efficient access to private company stock investment opportunities and to take friction out of the transaction process.
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He is licensed as a general securities representative and holds a Series 7 license.
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