suitability doctrine

Market entry excludes the unqualified participants from the market to reduce the market risk. Suitability doctrine requires dealers to judge whether the derivatives they provide is suitable for customers.
市場(chǎng)準(zhǔn)入將不合格的交易主體排除在市場(chǎng)之外,從而降低市場(chǎng)風(fēng)險(xiǎn);而適當(dāng)性原則要求交易商必須判斷所提供的金融衍生品對(duì)客戶而言是適當(dāng)。