state brokerage

基本解釋

While these laws vary from state to state, the laws require registration of securities offerings, and registration of brokers and brokerage firms.
藍(lán)天法案由美國各州政府負(fù)責(zé)實施。該類法案用于規(guī)范一個區(qū)域內(nèi)的證券交易，以及股票經(jīng)紀(jì)人和投資顧問的注冊。
Article 3 When undertaking brokerage activities, a broker shall observe state laws and regulations, and follow the principle of equality, voluntariness, fairness and good faith.
第三條經(jīng)紀(jì)人從事經(jīng)紀(jì)活動，應(yīng)當(dāng)遵守國家法律法規(guī)，遵循平等、自愿、公平和誠實信用的原則。
It is said that in the brokerage reported to the program, the Margin to determine the stock pool And will be submitted to the State Council approved a pilot program to implement.
有人說在經(jīng)紀(jì)報計劃，保證金，以確定股票池，并將提交國務(wù)院批準(zhǔn)實施的試點項目。

The current regulatory state of affairs permits brokerage firms that do not have a real soft dollar expertise to prosper by facilitating abusive arrangements.
FORBES: Soft Dollar Zone: A Sensitive Area (January 1, 1997)
The APT tax can therefore be viewed as a universal brokerage fee levied by the state to finance the panoply of services it provides.
FORBES: Balanced Budget And Comprehensive Tax Reform Made Simple ? The Automated Payment Transaction Tax
Their marketing materials state that if pensions do not become involved in directing their brokerage, they are not fulfilling their fiduciary duty.
FORBES: Pensions and Brokerage: The Brokerage Battlefield Revisited (October 1, 2000)