regulatory audit
常見例句
- Finally, consider a regulatory audit.
最后,考慮一個(gè)調(diào)整的審計(jì)。 - Certain development standards, such as verifiable signoffs and checkpoints, can be requirements for regulatory and audit compliance.
某些開發(fā)標(biāo)準(zhǔn),例如可證實(shí)的結(jié)束和檢查點(diǎn),可以是法規(guī)和審計(jì)遵循的需求。 - One of the most potentially expensive parts of records retention is that stomach-punch moment of being served with a subpoena or notice of a regulatory audit.
保留記錄可能最費(fèi)錢的一個(gè)方面就是接到傳票或者接到監(jiān)管人員前來審查通知的那個(gè)痛苦時(shí)刻。
bbs.translators.com.cn - For example, Leighton is alleged to have misrepresented to pool participants that a regulatory audit prevented him from making any distributions or payments to pool participants or returning participant funds upon request, when, in fact, no such audit had occurred.
FORBES: How Safe are Your Savings? Commodity Pools Can Be Toxic Waters - Several audit firm professionals tried to convince the SEC and PCAOB staff that they were mistaken in the belief that broker-dealer auditors could not sign the broker-dealer audit opinion as well as help implement accounting software, prepare period-end journal entries and compile those same financial statements and regulatory reports that they would audit.
FORBES: Auditors All Fall Down; PFGBest and MF Global Frauds Reveal Weak Watchdogs - The FTC seeks to strengthen its oversight of the approved self-regulatory "safe harbor programs" by requiring them to audit their members and report annually to the Commission the aggregated results of those audits.
ENGADGET: FTC introduces changes to Children's Online Privacy Protection Act, parental permission now required to collect information 返回 regulatory audit