dealing in securities

基本解釋

Article 3. When issuing and dealing in securities, all concerned must abide by the principles of openness and fairness.
第三條證券的發(fā)行、交易活動，必須實行公開、公平、公正的原則。
Article 5. When issuing and dealing in securities, all concerned must abide by laws and administrative rules and regulations.
第五條證券發(fā)行、交易活動，必須遵守法律、行政法規(guī)；
The text focuses on the detriment of the illegally manipulation over the dealing in securities and analyses how to keep it under control to the smallest degree possible through law.
本文針對現(xiàn)實中操縱證券交易價格的違法犯罪行為及其危害，在剖析其發(fā)生原因的基礎(chǔ)上，探討了如何以法律手段將其控制在最低限度之內(nèi)。

Banks are still banned from dealing in securities, which makes them weaker than they otherwise would be.
ECONOMIST: Japan's economy
Now the real punishment comes by Cuomo wanting a few more dollars from Rattner as well as banning him from dealing in securities in the state of New York.
FORBES: Bans and Censures for Rattner and Rangel Respectively
In short, investors are dealing with a new set of complex securities, based on loans to a new type of borrower, where the loan terms and conditions may not be clear and at a time when house prices are falling nationally for the first time in living memory.
ECONOMIST: The costs of clearing up the subprime crisis

證券交易
What’s more, attention should be paid to guarantee and develop the tax revenue sources, and help relieve the contradiction between revenue and expenditure. The current increasingly serious contradictions in fiscal revenue and expenditure call for that stamp duty in dealing in securities should be retained .
當(dāng)前采取的結(jié)構(gòu)性減稅措施的同時還應(yīng)注意保證、開辟稅源,緩解財政收支矛盾壓力,暫應(yīng)保留證券交易印花稅。
證券買賣